AA auditing supports the businesses by analyzing and optimizing the local processes in compliance with local regulations and based on potential risk areas, reference industry and through periodic company site visits.


Heightened standards and significant investments have increased the size and scope of responsibilities for risk and compliance functions. Expansion often is a fertile ground for inefficiencies to risk and there is ample room for effectiveness across all three lines of defense while stabilizing or lowering costs.

Identifying and solving those risks helps the firm in:

• Comply with regulatory requirements

•Respond to situations of noncompliance

•Improve the processes around information systems supporting governance, risk and compliance (GRC)

• Protect the company

• Ease of Controlled Decision Making


Finapt Consultants can identify the risks associated with your company which prevents it from meeting its objectives, assess the risk in identifying how high it is to the company and when to resolve it.

• Regulatory Compliance & Remediation • Anti-Money Laundering (AML) Compliance

• Economic Substance Regulations (ESR) Compliance